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FSA0907-23 Compliance Officer £35,000 Leicestershire One of the UK's leading and fastest growing consultancies in its area of expertise, the provision of pension and wealth management services has an exciting opportunity for a Compliance Officer to join its organisation. The Role ... More
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Salary: £35000 per annum
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Date posted: 22/11/2009 |
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COMPLIANCE OFFICER - FINANCIAL SERVICES – WILTSHIRE - £30 - £35,000 An experienced Compliance Officer, with and AFPC qualification and knowledge of TCF, is required for an established financial services company based in the heart of Wiltshire. The i ... More
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Salary: £30,000 - £35,000
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Date posted: 22/11/2009 |
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FMTE0911-26 Senior Compliance Officer The Company Due to extensive business a specialist insurer operating in Lloyds of London are currently looking to recruit a Senior Compliance Officer. The main purpose of this role will be to assist the Head of Legal and Compliance in the provision of compliance an ... More
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Salary: £60000 per annum
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Date posted: 22/11/2009 |
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Enforcement / Compliance Officer Salary Scale 6 £22,221 - £23,708 The grade and salary for this post are subject to job evaluation With all the benefits and challenges that working in a progressive ... More
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Salary: Salary Scale 6 £22,221 - £23,708
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Date posted: 22/11/2009 |
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FSA0911-1 Compliance Officer The Company A well established UK based Investment firm have an exciting opportunity for a Compliance Officer to join their successful team. The Role The main purpose of the role will be to: *Monitor all business activity and conduct regular rev ... More
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Salary: £60000 per annum
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Date posted: 22/11/2009 |
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FSA0910-37 Compliance Officer Circa £40,000 London The Company A well respected Asset Management firm based in the City has an exciting opportunity for a Compliance Officer to join their Team. The Role Reporting into the Head of Compliance the main purpose of the role will ... More
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Salary: £40000 per annum
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Date posted: 22/11/2009 |
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FSA0909-99 Compliance Officer Circa £45,000 London The Company A well established and respected MTF have an exciting opportunity for a Compliance Officer to join their organisation. You will join a tight knit Compliance team where duties and responsibilities are shared out, under the direct ... More
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Salary: £45000 per annum
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Date posted: 22/11/2009 |
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Lead Compliance Officer / Lead Compliance Manager Financially rewarding role. Our client is made up of several exciting and dynamic Recruitment agencies ... More
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Salary: DOE, negotiate your own deal
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Date posted: 11/11/2009 |
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Compliance Officer / Compliance Manager Financially rewarding role. Our client is made up of several exciting and dynamic Recruitment agencies each focu ... More
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Salary: DOE, negotiate your own deal
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Date posted: 07/11/2009 |
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This global pharmaceutical organisation is looking for a Financial Compliance Officer to join their European headquarters based in Hertfordshire. This is a new role and the success of the person in the role is absolutely crucial. Two key elements of the job description stand out: ... More
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Salary: £65000,00 - £70000,00 per year
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Date posted: 05/11/2009 |
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A compliance officer is required who is qualified AFPC or working towards this (G60 or JO4 and JO5 would be most useful) as well as have experience of working in the IFA sector preferably in a compliance role. You will need to be able to interpret and communicate the latest FSA requirements to the staff whil ... More
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Salary: £30,000 - £35,000
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Date posted: 22/11/2009 |
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Business Risk Manager / Compliance Officer, Dundee / Cardiff Client: Tesco.com Position: Business Risk Manager Salary: £35 circa Location: Dundee or Cardiff and flexibility is required as there will be significant travel between both centres and our client’s head offices in Hertfordshire. ... More
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Salary: circa £35k
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Date posted: 22/11/2009 |
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A leading financial services organisation is currently seeking a Compliance Officer for its operations based in Manchester. Reporting into the Compliance Manager, the purpose of the role is to assist the department in meeting regulatory objectives and in house requirements. Key duties include: *Assist in t ... More
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Salary: £20000 - £30000 per annum
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Date posted: 03/11/2009 |
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FDA0907-106 The Company My client, a large stock broker is looking to recruit a Compliance Officer, due to the business expanding. The Role The main responsibilities of the role will include: * Analysing all regulatory changes and making relevant business areas aware of any commercial ... More
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Salary: £70000 per annum
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Date posted: 22/11/2009 |
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FSA0910-93 The Company Due to the continued success of this established Insurance Company they are seeking a Legal and Compliance Officer to join their Surrey based team. The Role The main purpose of the role will be to assist the Head of Legal and Compliance in all matters surrounding re ... More
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Salary: £40000 per annum
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Date posted: 22/11/2009 |
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As a result of a sustained period of exceptional growth, making our client the leader in its Investments field, We are now looking for a Compliance Officer to join the Compliance team. Reporting to the Head of Legal and Compliance, the primary purpose of the role is to help the Company identify, devel ... More
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Salary: £90-100K
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Date posted: 03/11/2009 |
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Sales Support/Compliance Officer Are you a keen administrator, able to work under pressure and still keep an eye for detail? An expanding Medical Recruitment Company in Wolverton Mill is seeking to ... More
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Salary: unspecified
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Date posted: 03/11/2009 |
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FMTE0910-32 Company My client, a successful Hedge Fund, is currently seeking a Chief Compliance Officer to oversee all UK compliance operations from their London office. This role will serve as CF10 and CF11. The main areas of responsibility will include: Analysing and implementing new FSA-i ... More
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Salary: £120000 per annum
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Date posted: 22/11/2009 |
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FMTE0909-49 The Company My client, a market leading company, provides a financial wrap service that removes the hassle associated with buying investment products. They have experienced rapid business growth and are currently looking to appoint a Compliance Officer to join their well established team. Report ... More
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Salary: £60000 per annum
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Date posted: 22/11/2009 |
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Due to growth, Our client one of the specialist in their field are looking to recruit an Audit Compliance Officer DUTIES AND RESPONSIBILITIES · To work with the Department Head and Management Board to ensure a system is in place ... More
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Salary: up to £33000
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Date posted: 09/11/2009 |
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