| Compliance Officer - Featured job | |
Compliance Officer This position requires the candidate to have worked within the Financial Services profession preferably within Life and Pensions. Compliance Officer Candidates from outside of the Financial Services industry but with a record of working inthe Compliance field may also apply. Complia ... more
Location: The City, City (EC1) • Salary: subject to experience • Company: ISM Solutions • Job type: Permanent • Date posted: 08/07/2008 |
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| Compliance Accountant - Featured job | |
A global managed services business requires a Compliance Accountant based out of the EMEA headquarters in Berkshire. The Compliance Accountant will review and report on risks, processes, controls and have a good understanding of US GAAP and IFRS. In addition, the Compliance Accountant will be involved with statutory audits & ... more
Location: Wokingham (RG41) • Salary: £45000 - £50000 per annum + +bonus+benefits • Company: Martin Ward Anderson • Job type: Permanent • Date posted: 30/06/2008 |
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| Compliance Manager | |
*Senior Compliance manager* This well known and respected investment company is looking for a Compliance manager with strong experience of compliance rules and regulations within the investment management industry. The key responsibilities are: To manage and deliver i) Compliance Financial Promotions Approvals ... more
Location: Essex • Salary: Negotiable - £45,000 approx • Company: Flexprofessional • Job type: Permanent • Date posted: 27/06/2008 |
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| Assistant Compliance Manager | |
An independent IFA firm is currently seeking for an assistant Compliance officer to assist the Compliance Manager with setting up compliance procedures, monitoring the business, and being up to date with the latest compliance regulations. Other duties and responsibilities will involve: - Maintaining and de ... more
Location: North West • Salary: £25,000-£30,000 • Company: Jonathan Wren • Job type: Permanent • Date posted: 08/07/2008 |
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| Compliance Analyst | |
A global leader based in York requires a Compliance Analyst to ensure that the issuing and acquiring solutions offered to their clients are compliant from a technical perspective. The role involves: *Ensuring Payment Scheme compliance is met by analysing and understanding the changes mandated by the ... more
Location: York, North Yorkshire • Salary: £30000 per annum + excellent benefits • Company: Modis International • Job type: Permanent • Date posted: 07/07/2008 |
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| Team Administrator, Compliance - Featured job | |
Unique role to combine a PA responsibilities with the opportunity to learn and develop into a Compliance role. Reporting to the Global Head of Compliance, this role will include: - PA duties including diary management, inbox management, travel co-ordination (70%) - Compliance role which is something the Global He ... more
Location: London • Salary: 35000 • Company: MICHAEL PAGE SECRETARIAL • Job type: Permanent • Date posted: 07/07/2008 |
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| City based Investment House - PA within Compliance Team | |
Overall purpose of job: To provide secretarial and administrative support for the European Compliance Division (ECOD), and more specifically the Head of Compliance and the Manager of Compliance Secretariat. Main responsibilities: - coordinate secretarial and administrative duties for ECOD ... more
Location: City, London • Salary: £25000 - £30000 per annum • Company: Hays Human Resources • Job type: Permanent • Date posted: 07/07/2008 |
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| Compliance Office - LONDON | |
Opportunity to join UK operation of global financial services provider in a varied hands on compliance monitoring and adviser role. Reporting to the Business Compliance Manager, you will take responsibility for implementing and managing the company's compliance monitoring programme, assess and communicate the impact of regulat ... more
Location: City, London • Salary: £40000 per annum • Company: Hillman Saunders Ltd • Job type: Permanent • Date posted: 07/07/2008 |
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| Credit Compliance Officer | |
Credit and Compliance Officer – Basic £30,000 + benefits + bonus The role is based within the Private Banking division and will be reporting to the Head of Credit & Compliance. The main emphasis of the role will be; Responsible for providing support to the Head of Credit and Compliance in respect of dep ... more
Location: London • Salary: basic + benefits + bonus • Company: IRM Solutions. • Job type: Permanent • Date posted: 02/07/2008 |
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| Compliance Manager - SURREY | |
Expanding IFA practice require an experienced compliance professional to join their team, ensuring first class internal controls and processes are implemented and monitored for regulatory product advice, anti-money laundering, and TCF requirements. Reporting to the Compliance Director, responsibilities will include observing adv ... more
Location: Surrey • Salary: £35000 per annum • Company: Hillman Saunders Ltd • Job type: Permanent • Date posted: 23/06/2008 |
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| Compliance Manager - SURREY | |
Expanding IFA practice require an experienced compliance professional to join their team, ensuring first class internal controls and processes are implemented and monitored for regulatory product advice, anti-money laundering, and TCF requirements. Reporting to the Compliance Director, responsibilities will include observing adv ... more
Location: Surrey • Salary: £35000 per annum • Company: Hillman Saunders Ltd • Job type: Permanent • Date posted: 20/06/2008 |
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| Compliance Manager - SURREY | |
Expanding IFA practice require an experienced compliance professional to join their team, ensuring first class internal controls and processes are implemented and monitored for regulatory product advice, anti-money laundering, and TCF requirements. Reporting to the Compliance Director, responsibilities will include observing adv ... more
Location: Surrey • Salary: £35000 per annum • Company: Hillman Saunders Ltd • Job type: Permanent • Date posted: 20/06/2008 |
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| Compliance Manager - SURREY | |
Expanding IFA practice require an experienced compliance professional to join their team, ensuring first class internal controls and processes are implemented and monitored for regulatory product advice, anti-money laundering, and TCF requirements. Reporting to the Compliance Director, responsibilities will include observing adv ... more
Location: Surrey • Salary: £35000 per annum • Company: Hillman Saunders Ltd • Job type: Permanent • Date posted: 19/06/2008 |
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| Legal Assistant / Compliance Officer | |
Legal Assistant / Compliance Officer - Sussex / South East This leading Regional practice are currently looking to recruit a Compliance Officer / Legal Assistant to work within their Finance team. The role will involve taking on various compliance and regulatory responsibilities involving; the formation of authorised unit tr ... more
Location: South East • Salary: £Negotiable • Company: ERS • Job type: Permanent • Date posted: 13/06/2008 |
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| Senior Compliance Advisor | |
FSA0805-69 The role will be to actively contribute to the development and maintenance of compliance policy, provide compliance guidance to complex, large scale distribution projects and initivies and provide technical compliance support to compliance advice teams and other areas of Business Risk. You will also actively contri ... more
Location: Bristol, Avon • Salary: £45000 per annum • Company: Alexander Lloyd - Compliance & Financial Services • Job type: Permanent • Date posted: 08/07/2008 |
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| Compliance Manager (Interim) - Asset Management - FBS0806-129 - Featured job | |
FBS0806-129 My client is one of the world's leading asset managers with over £250bn of assets under management. They are currently looking to recruit an interim Compliance Manager to assist their expanding compliance team. Reporting to the Head of Compliance, your main accountabilities will include: - To pro ... more
Location: London • Salary: £20 per hour • Company: Alexander Lloyd - Compliance & Financial Services • Job type: Contract • Date posted: 08/07/2008 |
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| Compliance Consultant | |
FSA0805-66 A major outsourcing company within the Life and Pensions market have an exciting opportunity for a Compliance Consultant to work within the Communication and Interpretation side of the Compliance Department. You will be expected to deliver high quality impact analysis of regulatory consultative documents and rules ... more
Location: Liverpool, Merseyside • Salary: £53000 per annum • Company: Alexander Lloyd - Compliance & Financial Services • Job type: Permanent • Date posted: 08/07/2008 |
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| Compliance Manager- Regulatory Risk - Featured job | |
FCK0805-130 One of the most respected and rewarded Financial Services organisations in the UK has an exciting opportunity for a Compliance Manager to head up the Regulatory Risk are of the Compliance department. Reporting directly to the Head of Compliance Risk you will be expected to develop and implement a regulator ... more
Location: Surrey • Salary: £60000 per annum + Benefits • Company: Alexander Lloyd - Compliance & Financial Services • Job type: Permanent • Date posted: 08/07/2008 |
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| Compliance Advisor - Investment Management - FBS0806-134 - Featured job | |
FBS0806-134 My Client is a global leader in asset management services with assets under management in excess of $1 trillion. They are currently looking to recruit a Compliance Ad to join their expanding compliance team. Situated with the portfolio managers and traders your main accountabilities will include: ... more
Location: London • Salary: £80000 per annum • Company: Alexander Lloyd - Compliance & Financial Services • Job type: Permanent • Date posted: 08/07/2008 |
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| Compliance Officer | |
FSA0805-62 Due to continued success and expansion of this highly successful UK company a Compliance Officer is required to oversee the FSA regulations of a new business opportunity. The main purpose of this role will be to assist in the design and development of the regulatory infrastructure for the company and its appointed ... more
Location: Berkshire • Salary: £40000 per annum + BENEFITS • Company: Alexander Lloyd - Compliance & Financial Services • Job type: Permanent • Date posted: 08/07/2008 |
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