| Compliance Officer | |
Compliance Officer – Basic £30,000 + benefits + bonus The role is based within the Private Banking division and will be reporting to the Head of Credit & Compliance. The main emphasis of the role will be; Responsible for providing support to the Head of Credit and Compliance in respect of departmental r ... more
Location: London • Salary: basic £30k + benefits + bonus • Company: IRM Solutions. • Job type: Permanent • Date posted: 10/10/2008 |
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| Compliance Monitoring Officer - Featured job | |
An Investment Compliance Monitoring Officer is required for the London Investment Compliance department of one of the UK's leading fund managers, and the forerunner in pan-European equities. London investment compliance is responsible for portfolio and trading desk monitoring and compliance advice to UK/Europea ... more
Location: London • Salary: Competitive • Company: Joslin Rowe Associates. • Job type: Permanent • Date posted: 10/10/2008 |
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| Compliance Monitoring Officer | |
A vacancy has arisen within this Kent based Insurer for a Compliance Monitoring officer within the internal auditing department. The role will involve monitoring of compliance procedures and methodology, preperation and presentation of compliance reports and assisting with annual compliance monitoring plan. The ideal candidate w ... more
Location: Kent • Salary: £35000 per annum • Company: MW Appointments. • Job type: Permanent • Date posted: 06/10/2008 |
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| Senior Compliance Officer / Manager - LONDON | |
The London office of a national firm of IFA's is seeking to expand its compliance department by hiring a Senior Compliance Officer / Manager. You will lead a small team of compliance staff you will be responsible for a mix of management and hands on tasks. Initially you will be reporting in to the holder of Com ... more
Location: City, London • Salary: £40000 - £50000 per annum • Company: Hillman Saunders Ltd • Job type: Permanent • Date posted: 06/10/2008 |
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| Compliance Manager - Featured job | |
FBS0810-5 My client is a global is provider of credit and related financial services including credit cards other fee-based products. They are a global leader in their field and they currently have a role for a Compliance Manager based out of their office in Oxfordshire. The main purpose of this role is to ensur ... more
Location: Bicester, Oxfordshire • Salary: £45000 per annum • Company: Alexander Lloyd - Compliance & Financial Services • Job type: Permanent • Date posted: 12/10/2008 |
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| Equities Compliance Analyst - Trading Floor Based - Featured job | |
This is a trading floor based Equities role with a premier European Market-Maker An Equities Compliance Officer to undertake compliance monitoring and provide support to the front office. The individual will work within a small team, which reports to the Head of Compliance. The Role Th ... more
Location: London • Salary: £40 000.00 - £45 000.00 p/a • Company: Joslin Rowe Associates. • Job type: Permanent • Date posted: 11/10/2008 |
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| Compliance Monitoring Officer | |
Client based in Kings Hill is looking for a Compliance Monitoring Officer to join their team. Working within the internal audit department your main responsibilities will be to carry out the Compliance Monitoring Plan, maintaining and changing where necessary the procedures and methodology, preparation of compliance reports, and ... more
Location: West Malling, Kent • Salary: £25000 - £35000 per annum • Company: PEARSON WHIFFIN RECRUITMENT LTD • Job type: Permanent • Date posted: 06/10/2008 |
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| Compliance Executive - Featured job | |
FLT0810-54 My Client a leading Investment Management firm has a vacancy for a Compliance Executive who will assist the Compliance Manager with providing consultative compliance support to the Equity and Fixed Income Investment business. Your main responsibilities will be: Reviewing marketing materials E ... more
Location: London • Salary: - • Company: Alexander Lloyd - Legal Recruitment Solutions • Job type: Permanent • Date posted: 12/10/2008 |
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| Compliance Executive - Featured job | |
This is a challenging and demanding role working in the heart of London for the UK based division of a prominent European Bank. As the Compliance Executive you will be supporting the Compliance Team in their day to day activities in order to ensure continuous the bank's adherence to all legal and regulatory requirements. ... more
Location: London • Salary: 40000 • Company: Michael Page Financial Services • Job type: Permanent • Date posted: 09/10/2008 |
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| Investment Compliance Consultant - Featured job | |
FMTE0809-101 My client a successful investment management firm are looking to recruit an Investment Compliance Consultant to work out of their Kent office. Reporting into The Head of Compliance the main purpose of this role will be to act as the company's expert on all Investment Compliance issues that affect the business. ... more
Location: Kent • Salary: £60000 per annum • Company: Alexander Lloyd - Compliance & Financial Services • Job type: Permanent • Date posted: 12/10/2008 |
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| Compliance Officer - Featured job | |
FMTE0810-35 My client, and independent commodity trading firm, is looking to appoint a Compliance Officer for their London based team. Reporting into the Global Head of Business Compliance the main purpose of this role will be to provide support throughout the compliance function and all related business areas. ... more
Location: London • Salary: - • Company: Alexander Lloyd - Compliance & Financial Services • Job type: Permanent • Date posted: 12/10/2008 |
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| Assistant Compliance Officer - Featured job | |
fMTE0809-106 My client, a well established global alternative investment management firm, is seeking to appoint an Assistant Compliance Officer to be part of their existing team based in London. The main purpose of this role will be to act as the primary compliance contact for the firms valuation function, but also be involv ... more
Location: London • Salary: £55000 per annum • Company: Alexander Lloyd - Compliance & Financial Services • Job type: Permanent • Date posted: 12/10/2008 |
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| Director - Equities Compliance - Featured job | |
The Director - Equities Compliance role based in London is a specialist position fora senior compliance candidate with extensive equities background. Please call for further details. - Extensive proven track record of working in investment banking senior equities compliance roles. - Strong CV with good academic ... more
Location: London • Salary: 120000 • Company: Michael Page Financial Services • Job type: Permanent • Date posted: 09/10/2008 |
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| Head of Compliance officer needed- Stock brokerage 40k- 60k | |
Head of Compliance officer needed- Stock brokerage 40k- 60k My client is a rapidly growing stockbroking firm established in 2007 with more than 2000 clients. The business is looking to recruit a suitably experienced individual to oversee the day to day compliance monitoring for its advisory, retail-client stockb ... more
Location: City, London • Salary: 40000-60000 Per Annum • Company: Generation Resourcing Ltd • Job type: Permanent • Date posted: 06/10/2008 |
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| Head of Compliance officer needed- Stock brokerage 40k- 60k | |
Head of Compliance officer needed- Stock brokerage 40k- 60k My client is a rapidly growing stockbroking firm established in 2007 with more than 2000 clients. The business is looking to recruit a suitably experienced individual to oversee the day to day compliance monitoring for its advisory, retail-client stockb ... more
Location: City, London • Salary: 40000-60000 Per Annum • Company: Generation Resourcing Ltd • Job type: Permanent • Date posted: 06/10/2008 |
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| Senior Compliance Manager (MCOB) | |
Senior Compliance Manager Ref: VR/00042 Job Description Our client is a leading name in retail and commercial banking.They are currently expanding theWealth Management & Protection Compliance team and wish to increase their Senior Manager capacity to provide advice and guidance to the banks genera ... more
Location: Southampton, Hampshire • Salary: Circa. £50,000 + benefits • Company: Middlesex Partnership • Job type: Permanent • Date posted: 01/10/2008 |
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| Head of Compliance - AXA Insurance | |
In the UK, AXA occupies market leading positions in three of its main markets. These are life insurance, health insurance and general insurance. In fact, we're the second largest company in the Life and Health insurance (stock) market and the sixth largest company in Europe1. We're also recognised as one of the best emp ... more
Location: East London, London • Salary: Competitive • Company: AXA • Job type: Permanent • Date posted: 12/10/2008 |
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| UK Reporting & Tax Compliance Manager (Hertfordshire) - Featured job | |
UK Reporting & Tax Compliance Manager - (Business Services, Herts) 6 Months + ?Responsibility for timely production of UK Financial Statements for the Group, both in conjunction with retained professional advisors and in-house. ?Managing all aspects of UK tax compliance and tax reporting for the group from preparation to s ... more
Location: Hertfordshire • Salary: £250 - £300 per day • Company: Martin Ward Anderson • Job type: Permanent • Date posted: 09/10/2008 |
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| Project Manager - Compliance - Featured job | |
A Project Leader is required for Special Projects within the Compliance department of a premier investment management firm. Located in London, the purpose of this position is to implement projects mandated by regulatory need or business driven development priorities. Principal activities will be to ... more
Location: London • Salary: Excellent • Company: Joslin Rowe Associates. • Job type: Permanent • Date posted: 10/10/2008 |
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| Trade & Export Compliance Officer | |
Job Role Due to continued growth and internal re-organisation, My Client has a requirement for a Trade & Export Compliance Officer who is keen to work in a challenging aerospace and defence design and manufacturing environment. Job Role: The successful candida ... more
Location: Portsmouth (PO3) • Salary: £30000,00 - £40000,00 per year + 30000.00 to 40000.00 • Company: Select Appointments • Job type: Permanent • Date posted: 09/10/2008 |
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