| Interim Compliance Monitoring Officer | 45832896 | | Location: | London | | Salary: | £200 per day | | Company: | Alexander Lloyd - Compliance & Financial Services | | Job Type: | Contract jobs | | Date posted : | 24/11/2009 18:02 | | | | | Job Description : | FDA0911-7
Interim Compliance Monitoring Officer
The Company
My client, a large stock broker is looking to recruit an Interim Compliance Monitoring Officer to join their team on a temporary to permanent basis.
The Role
The main responsibilities of the role will include:
*Real time and post trade monitoring
*Identify any front office training needs identified during monitoring and desk visits and report back to the Compliance Monitoring Team Manager.
*Assist with audit visits and investigations from the FSA
*Identify any IT requirements relating to Compliance monitoring procedures
The Person
The ideal candidate will essentially have a proven track record of Compliance monitoring in a stockbroking firm. A good understanding and knowledge of FSA regulations, with the ability to relate to the business.
The Benefits
The firm is offering a daily rate of circa £200, and the opportunity to gain further monitoring experience in Compliance of a stock broking firm.
Interim Compliance Monitoring Officer (Temp to Perm) is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Financial Services recruitment. Areas of expertise include employee benefits, compliance, pensions, group risk, paraplanners, sales support, T&C etc. We predominately focus on London, Surrey, Sussex and Kent, although we have also been highly successfully in offering national solutions. Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website www.alexanderlloyd.co.uk for any other roles which may be of interest.
| | | | | Contact : | Financial Services | | Reference : | Totaljobs/FDA0911-7 | | | | |
