competitive

London

Permanent jobs

Totaljobs/213089 City of London

06/11/2009 13:15

An opportunity has arisen for a suitably senior and experienced individual to manage and lead the Client On-boarding team of a top tier house.

Responsibilities

* Management of the AML/KYC Client On-boarding function for the on-boarding of new clients for the Global Markets businesses within EMEA
* Management of the Client review function for the population of the clients historically on-boarded for Global Markets
* Management of the electronic on-boarding and ecommerce on-boarding functions for Global Markets
* Provide regional support for queries and escalation from the Business plus aligned support groups working in conjunction with the regional AML executive team.
* Deliver on global operational strategic initiatives including changes to organisational structure, technology infrastructure and client service.
* Define AML operational business requirements for new enhancements and changes in system infrastructure when required.
* Assist and lead projects to deliver changes in the Business needs, policies and strategy which affect the operational support and processes.
* Co-ordinate and communicate changes in processes/systems to the Business and other aligned support teams.
* Co-ordinate and control the post trade reporting alongside Compliance & Business managers.
* Co-ordinate and interface with regulators with regards to Audit and other regulatory issues. Own audit findings and ensure timely resolution.
* Provide the relevant training to the team on new systems, processes and policy changes.
* Build and maintain relationships with key stakeholders including Front Office, Compliance, HR & IT.
* Undertake mid-year and annual appraisals for direct reports. Identify training gaps and development needs for the team, coaching and mentoring where necessary.
* Identify and develop talent within the team to ensure succession planning is in place.
* Oversee recruitment of key staff at all levels.

Core skills and requirements

* Strong subject matter expertise in the area of Anti-money laundering.
* Familiarity with AML regulatory environment and regional regulations.
* Strong written and verbal communication skills
* People management skills including motivating, developing and directing the team.
* Ability to network and build strong cross functional working relationships
* Ability to work with minimal supervision and oversight
* Ability to translate strategic concepts into tactical action plans and drive execution



Joslin Rowe - Winner of 4 UK Recruiter Awards including Best Accountancy/Financial Recruitment Firm and Best Office Support Agency.
Joslin Rowe is a Randstad company. Joslin Rowe Associates Ltd encourages applications from individuals from all backgrounds but candidates must be able to demonstrate their ability to work in the UK. Joslin Rowe Associates Ltd is acting as an Employment Agency in relation to this vacancy.
Skills
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