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25 KYC Analyst jobs in West End + 10 miles
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KYC Analyst
KYC Analyst
Daffin Kirbyshire Associates Ltd
EC2M, City of London
From £37,500 to £40,000 per annum plus bonus and benefits
We currently have a new opening with a global financial trading firm that is looking to hire in the KYC & Periodic Review Team. The Periodic Review function is part of the KYC/On-Boarding function within Operations servicing the firm globally. Periodic Review is a control function and have a responsibility to protect the business and the clients, escalate issues where and when they arise and demonstrate a strong knowledge of KYC and AML to serve as a first line of defence. * Ensure that appropriate CDD/KYC and AML checks are performed on all existing * Ensure that the Front Office is advised, when necessary, of the relevant Groups KYC * Understanding of KYC principles and knowledge of corporate structures
We currently have a new opening with a global financial trading firm that is looking to hire in the KYC & Periodic Review Team. The Periodic Review function is part of the KYC/On-Boarding function within Operations servicing the firm globally. Periodic Review is a control function and have a responsibility to protect the business and the clients, escalate issues where and when they arise and demonstrate a strong knowledge of KYC and AML to serve as a first line of defence. * Ensure that appropriate CDD/KYC and AML checks are performed on all existing * Ensure that the Front Office is advised, when necessary, of the relevant Groups KYC * Understanding of KYC principles and knowledge of corporate structures
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International Bank based in London, are looking to recruit 2 CDD Analysts to join their expanding Corporate Banking department. * Transfer existing information from files to Know Your Customer (KYC) form
International Bank based in London, are looking to recruit 2 CDD Analysts to join their expanding Corporate Banking department. * Transfer existing information from files to Know Your Customer (KYC) form
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No match yet? There are 23 more jobs that could match your search
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Investment Governance and Risk Officer
Investment Governance and Risk Officer
Canada Life Group (UK) Ltd (The)
EC1, City of London, EC3V 9JU
Competitive
Canada Life UK looks after the retirement, investment and protection needs of individuals, families and companies. We help to build better futures for our customers, our intermediaries and our employees by operating as a modern, agile and welcoming organisation. Part of our parent company Great-West Lifeco, Canada Life UK has operated in the United Kingdom since 1903. We have hundreds of respected and supported employees committed to doing the right thing for our customers and colleagues. Canada Life UK is transforming to create a more customer-focused business by providing our customers with expertise on financial and tax planning, offering home finance and annuities propositions, and providing collective fund solutions to third party customers. Job Summary • This is a key role for the Asset Management business which includes operating the 1st Line control environmen
Canada Life UK looks after the retirement, investment and protection needs of individuals, families and companies. We help to build better futures for our customers, our intermediaries and our employees by operating as a modern, agile and welcoming organisation. Part of our parent company Great-West Lifeco, Canada Life UK has operated in the United Kingdom since 1903. We have hundreds of respected and supported employees committed to doing the right thing for our customers and colleagues. Canada Life UK is transforming to create a more customer-focused business by providing our customers with expertise on financial and tax planning, offering home finance and annuities propositions, and providing collective fund solutions to third party customers. Job Summary • This is a key role for the Asset Management business which includes operating the 1st Line control environmen
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Compliance Analyst , Financial Promotions , Asset Management
Compliance Analyst , Financial Promotions , Asset Management
JJ Search Ltd
EC4, City of London
From £40,000 to £60,000 per annum
The Financial Promotions Compliance Analyst is to approve and review retail and investment professional fund marketing materials, including RFPs, presentations, factsheets, brochures, web content, video and email marketing content in adherence with the UK and EU rules and finalised guidance. The Financial Promotions Compliance Analyst will provide helpful feedback to Marketing within the Asset Management company ensuring that required amendments are made. The Financial Promotions Compliance Analyst will keep up to date knowledge of all regulatory requirements and assist with the Compliance Monitoring programme in place, to review and approve marketing material in an accurate and timely fashion. The Financial Promotions Compliance Analyst will provide Compliance advice to the Asset Management Marketing
The Financial Promotions Compliance Analyst is to approve and review retail and investment professional fund marketing materials, including RFPs, presentations, factsheets, brochures, web content, video and email marketing content in adherence with the UK and EU rules and finalised guidance. The Financial Promotions Compliance Analyst will provide helpful feedback to Marketing within the Asset Management company ensuring that required amendments are made. The Financial Promotions Compliance Analyst will keep up to date knowledge of all regulatory requirements and assist with the Compliance Monitoring programme in place, to review and approve marketing material in an accurate and timely fashion. The Financial Promotions Compliance Analyst will provide Compliance advice to the Asset Management Marketing
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Internal Audit and Compliance Officer
Internal Audit and Compliance Officer
GSC Direct Sourcing
E14, East London, E14 5JP
Market Rates - PAYE
Internal Audit and Compliance Office - JP Morgan / Nutmeg - London - 6 months - Hybrid - PAYE - We're seeking an Internal Audit and Compliance Officer to join Nutmeg, JP Morgan's digital wealth management business, in London on an initial 6 months contract. You'll be providing supervisory management and oversight of the performance of regulated activities within Nutmeg, with a focus on communications within sales activity, financial advice and trading. The role would suit anyone with previous experience in a similar role or a financial advisory, risk and controls or UK regulatory background. Job Description - Your role as an Internal Audit and Compliance Officer will involve ensuring Nutmeg sales, financial advice and trading activity is executed in line with firmwide policies and regulatory requirements.
Internal Audit and Compliance Office - JP Morgan / Nutmeg - London - 6 months - Hybrid - PAYE - We're seeking an Internal Audit and Compliance Officer to join Nutmeg, JP Morgan's digital wealth management business, in London on an initial 6 months contract. You'll be providing supervisory management and oversight of the performance of regulated activities within Nutmeg, with a focus on communications within sales activity, financial advice and trading. The role would suit anyone with previous experience in a similar role or a financial advisory, risk and controls or UK regulatory background. Job Description - Your role as an Internal Audit and Compliance Officer will involve ensuring Nutmeg sales, financial advice and trading activity is executed in line with firmwide policies and regulatory requirements.
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Compliance Analyst
Compliance Analyst
Barbara Houghton Associates
City of London, London
From £45,000 to £55,000 per annum Plus Banking Benefits
Undertake monthly communications monitoring. Undertake other compliance monitoring, under guidance from the Compliance Officer. Prepare reports in respect of all monitoring for review by/discussion with the Compliance Officer, in accordance with Company guidelines. Assist the Compliance Officer with monitoring of outsourcing to third parties. Assist in arranging relevant compliance training for all staff. Assist the Compliance Officer in ensuring that the firm can respond in a timely basis to requests for information from the FCA. Assist the Compliance Officer in ensuring that all individuals performing a controlled function receive regulatory approval before commencing duties. Assist the Compliance Officer in ensuring the annual Certification of staff is completed in a timely manner. Ensure all compliance registers and relevant records are maintained and kept up-to-d
Undertake monthly communications monitoring. Undertake other compliance monitoring, under guidance from the Compliance Officer. Prepare reports in respect of all monitoring for review by/discussion with the Compliance Officer, in accordance with Company guidelines. Assist the Compliance Officer with monitoring of outsourcing to third parties. Assist in arranging relevant compliance training for all staff. Assist the Compliance Officer in ensuring that the firm can respond in a timely basis to requests for information from the FCA. Assist the Compliance Officer in ensuring that all individuals performing a controlled function receive regulatory approval before commencing duties. Assist the Compliance Officer in ensuring the annual Certification of staff is completed in a timely manner. Ensure all compliance registers and relevant records are maintained and kept up-to-d
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Compliance Analyst
Compliance Analyst
CMC Markets UK Plc
EC3A, City of London
Competitive Salary + Pension, Private Health, Life Assurance
We have a new and exciting opportunity for a Compliance Analyst to join our London team.
We have a new and exciting opportunity for a Compliance Analyst to join our London team.
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Compliance Analyst
Compliance Analyst
CMC Markets UK Plc
EC3A, City of London
Competitive Salary + Pension, Private Health, Life Assurance
We have an exciting opportunity for a Compliance Analyst to join our London team.
We have an exciting opportunity for a Compliance Analyst to join our London team.
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Funding and Compliance Officer
Funding and Compliance Officer
Pertemps Newcastle & Gateshead
N7, North London, N7 9DP
£30000 - £35000 per annum
Job Title: Claims and Funding Officer - Location: North London - Hours: Full Time (37.5 hours per week) on site - Salary: £30,000 - £35,000 - Benefits: 25 days holiday, bonus - We are seeking a dedicated Claims and Funding Officer to provide essential administrative support to our Claims, Compliance, and Quality teams. This role is crucial for checking and validating all contractual evidence in accordance with funding and awarding body frameworks (e.g., Ofsted, ESFA) and ensuring adherence to contractual claims deadlines. Summary of Responsibilities of the Funding and Compliance Officer - Check, validate, and upload data to company database systems (Aptem) in line with funding guidelines and internal processes. Manage filing duties following the submission of monthly claims. Provide administrative support for internal and external audits.
Job Title: Claims and Funding Officer - Location: North London - Hours: Full Time (37.5 hours per week) on site - Salary: £30,000 - £35,000 - Benefits: 25 days holiday, bonus - We are seeking a dedicated Claims and Funding Officer to provide essential administrative support to our Claims, Compliance, and Quality teams. This role is crucial for checking and validating all contractual evidence in accordance with funding and awarding body frameworks (e.g., Ofsted, ESFA) and ensuring adherence to contractual claims deadlines. Summary of Responsibilities of the Funding and Compliance Officer - Check, validate, and upload data to company database systems (Aptem) in line with funding guidelines and internal processes. Manage filing duties following the submission of monthly claims. Provide administrative support for internal and external audits.
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Trade Surveillance Analyst
Trade Surveillance Analyst
CMC Markets UK Plc
EC3A, City of London
Competitive Salary + Pension, Private Health, Life Assurance
We are currently looking to recruit 3 Trade Surveillance Analyst's on 6 month fixed term contracts.
We are currently looking to recruit 3 Trade Surveillance Analyst's on 6 month fixed term contracts.
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Founded in 1967 as the Merton Family Housing Trust, we have since grown into an organisation with over 7,000 homes across nine south London boroughs. We are a provider of homes for rent (social and affordable), shared ownership, outright sale, and supported housing. We also have a small portfolio of commercial properties and garages. It is really important to us that you share and reflect our values making sure our customers receive a dependable and localised service. The role will support the Corporate Finance Manager to deliver a high-quality service to support Wandle's Vision, Mission Statement and values. As the Insurance Officer you'll assist with coordinating all insurance risk within the business, ensuring that we have the correct insurance needed to mitigate current and future business.
Founded in 1967 as the Merton Family Housing Trust, we have since grown into an organisation with over 7,000 homes across nine south London boroughs. We are a provider of homes for rent (social and affordable), shared ownership, outright sale, and supported housing. We also have a small portfolio of commercial properties and garages. It is really important to us that you share and reflect our values making sure our customers receive a dependable and localised service. The role will support the Corporate Finance Manager to deliver a high-quality service to support Wandle's Vision, Mission Statement and values. As the Insurance Officer you'll assist with coordinating all insurance risk within the business, ensuring that we have the correct insurance needed to mitigate current and future business.
City based International Bank are looking to recruit an Operational Risk Officer. This is a permanent position with hybrid working, which reports into the Head of Risk Management. Main responsibilities will include; * Responsible for running all operational risk activities, capturing operational risk events, conducting the Risk and Controls Self-Assessments (RCSAs) for all departments. * Review of Group Risk Management policies and procedures and customise as appropriate for the local risk environment. * Manage framework around model & EUCA risks. * Maintain risk library and record of top risks at firm wide level. * Consider the control effectiveness and support the Head of Risk to promote informed decisions. * Provide annual Operational Risk awareness training to personnel. * Prepare the Operational Risk Committee reporting papers and draft the Board Risk Committee p
City based International Bank are looking to recruit an Operational Risk Officer. This is a permanent position with hybrid working, which reports into the Head of Risk Management. Main responsibilities will include; * Responsible for running all operational risk activities, capturing operational risk events, conducting the Risk and Controls Self-Assessments (RCSAs) for all departments. * Review of Group Risk Management policies and procedures and customise as appropriate for the local risk environment. * Manage framework around model & EUCA risks. * Maintain risk library and record of top risks at firm wide level. * Consider the control effectiveness and support the Head of Risk to promote informed decisions. * Provide annual Operational Risk awareness training to personnel. * Prepare the Operational Risk Committee reporting papers and draft the Board Risk Committee p
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Lloyd's Market Insurance Compliance Analyst
Lloyd's Market Insurance Compliance Analyst
High Finance (UK) Limited
The City, ec3v 0hr
£40000 - £50000 per annum + benefits
This is a hybrid position (3 days in the office) with a major insurer that operates in the Lloyd's and Company markets. It is a contract position with a fixed-term of 12 months to cover a period of maternity leave. Although it can't be promised, there is the possibility of a permanent role being available at the end of the contract too. * Assisting in the oversight of compliance processes * Assisting in the oversight of due diligence * Supporting the Head of Compliance in managing regulatory relationships with key * regulators including the PRA, FCA and Lloyd's (and relevant overseas regulators). * Participating in the delivery of an effective compliance training program. * Working on compliance projects * Managing enquiries to the compliance team inbox accurately and efficiently in line with agreed SLAs.
This is a hybrid position (3 days in the office) with a major insurer that operates in the Lloyd's and Company markets. It is a contract position with a fixed-term of 12 months to cover a period of maternity leave. Although it can't be promised, there is the possibility of a permanent role being available at the end of the contract too. * Assisting in the oversight of compliance processes * Assisting in the oversight of due diligence * Supporting the Head of Compliance in managing regulatory relationships with key * regulators including the PRA, FCA and Lloyd's (and relevant overseas regulators). * Participating in the delivery of an effective compliance training program. * Working on compliance projects * Managing enquiries to the compliance team inbox accurately and efficiently in line with agreed SLAs.
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Senior Associate - Corporate Services - Our Central London client in the Financial Services sector is seeking a Senior Associate for the Corporate Services team to join as soon as possible on permanent basis with a salary of £28,000 - £30,000 on offer. This role comes with a great perks package. What does the role entail? Handling queries of corporate customers with regards to payments. Scanning of various requests from corporates and account opening with follow ups with the Operations team. Creation and renewal of fixed deposits for corporate clients Review/Renewal of corporate accounts. What skills will you have? The ideal candidate for this Senior Associate for the Corporate Services team must have experience of over 1 year in banking and financial services with good domain knowledge of retail / wholesale banking operations.
Senior Associate - Corporate Services - Our Central London client in the Financial Services sector is seeking a Senior Associate for the Corporate Services team to join as soon as possible on permanent basis with a salary of £28,000 - £30,000 on offer. This role comes with a great perks package. What does the role entail? Handling queries of corporate customers with regards to payments. Scanning of various requests from corporates and account opening with follow ups with the Operations team. Creation and renewal of fixed deposits for corporate clients Review/Renewal of corporate accounts. What skills will you have? The ideal candidate for this Senior Associate for the Corporate Services team must have experience of over 1 year in banking and financial services with good domain knowledge of retail / wholesale banking operations.
We are working with our client, a well-known FCA regulated Investment Company, with their search for an Operations & Settlement Associate to join their team. Successful candidate will be part of the Operations and Settlements team who is responsible for all post execution activities. Accurate and timely execution and delivery of client and bank payment instructions with strict cut-offs for major currencies - Liaise with Banks, Custodians on a day-to-day basis ensuring all trades, payments are completed and/or settled in a timely manner. Resolving queries on a timely basis received from sales team and middle office. Ensuring all trades are booked and matched in appropriate systems and captured timely and accurately. Ensuring cash and securities instructions are timely processed & transmitted to custodians.
We are working with our client, a well-known FCA regulated Investment Company, with their search for an Operations & Settlement Associate to join their team. Successful candidate will be part of the Operations and Settlements team who is responsible for all post execution activities. Accurate and timely execution and delivery of client and bank payment instructions with strict cut-offs for major currencies - Liaise with Banks, Custodians on a day-to-day basis ensuring all trades, payments are completed and/or settled in a timely manner. Resolving queries on a timely basis received from sales team and middle office. Ensuring all trades are booked and matched in appropriate systems and captured timely and accurately. Ensuring cash and securities instructions are timely processed & transmitted to custodians.
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Operations Compliance Officer - QSR
Operations Compliance Officer - QSR
Corecruitment International
N1, North London
£45k - 50k per year + .
Job Title: Operations Compliance Manager - Location: London + nationwide travel - Salary: Up to £50,000 per annum - Sector: Quick Service Restaurant Group - Join our client within the QSR sector, a leading name in the fast-paced world of quick service dining. With a reputation for delivering quality and efficiency, dedicated to providing customers with exceptional service and delicious meals. Our client is currently seeking a dynamic and experienced Operations Compliance Manager to join their growing team and ensure the clients operations meet the highest standards of compliance and excellence. * Develop, implement, and oversee compliance programs and policies across all restaurant locations. * Conduct regular audits and inspections to ensure adherence to health, safety, and regulatory standards. * Collaborate with operations teams to identify and address compliance i
Job Title: Operations Compliance Manager - Location: London + nationwide travel - Salary: Up to £50,000 per annum - Sector: Quick Service Restaurant Group - Join our client within the QSR sector, a leading name in the fast-paced world of quick service dining. With a reputation for delivering quality and efficiency, dedicated to providing customers with exceptional service and delicious meals. Our client is currently seeking a dynamic and experienced Operations Compliance Manager to join their growing team and ensure the clients operations meet the highest standards of compliance and excellence. * Develop, implement, and oversee compliance programs and policies across all restaurant locations. * Conduct regular audits and inspections to ensure adherence to health, safety, and regulatory standards. * Collaborate with operations teams to identify and address compliance i
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Conflicts Analyst (Legal team) - Global Consulting Firm
Conflicts Analyst (Legal team) - Global Consulting Firm
Robert Half
EC1, City of London
£45000 - £60000 per annum
Conflicts Analyst (Legal Team)
Conflicts Analyst (Legal Team)
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Lloyds is the worlds leading insurance and reinsurance marketplace. We share the collective intelligence and risk sharing expertise of the markets brightest minds, working together for a braver world. Our role is to inspire courage, so tomorrows progress isnt limited by todays risks. Our shared values: we are brave; we are stronger together; we do the right thing; guide what we do and how we act. If you share our values and our passion to build a future thats more sustainable, resilient and inclusive, youll find a home at Lloyds build a braver future with us. Lloyds are seeking to recruit an Associate within the International Regulatory Development Team. As part of the team, support the Lloyds Global Network with the development, enhancement & defence of Lloyds licences and trading rights globally, whilst achieving international compliance.
Lloyds is the worlds leading insurance and reinsurance marketplace. We share the collective intelligence and risk sharing expertise of the markets brightest minds, working together for a braver world. Our role is to inspire courage, so tomorrows progress isnt limited by todays risks. Our shared values: we are brave; we are stronger together; we do the right thing; guide what we do and how we act. If you share our values and our passion to build a future thats more sustainable, resilient and inclusive, youll find a home at Lloyds build a braver future with us. Lloyds are seeking to recruit an Associate within the International Regulatory Development Team. As part of the team, support the Lloyds Global Network with the development, enhancement & defence of Lloyds licences and trading rights globally, whilst achieving international compliance.
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MLRO (Money Laundering Reporting Officer) – Payments
MLRO (Money Laundering Reporting Officer) – Payments
cer Financial Ltd
City of London, London
Up to £140,000 per annum
Permanent - Remote - Paying up to £140k for right candidate - Start date ASAP - We are looking for a MRLO (SMF17) on behalf of a cross-border transactions/ payments business who are about to begin the process for their FCA application. This is an international business with bases around the globe and now need an incumbent MLRO to hold the SMF17 function and ensure the FCA that they have the core staff needed, in place for the application process and long-lasting UK based business. This business focusses on cross-border transactions including SWIFT and SEPA payments. They work on behalf of both individual and corporate clients. * Relevant experience as a Money Laundering Reporting Officer within the payments industry * Experience Holding the SMF17 function * Great hands-on experience working alongside the FCA in both BAU and more challenging circumstances (Helping a fi
Permanent - Remote - Paying up to £140k for right candidate - Start date ASAP - We are looking for a MRLO (SMF17) on behalf of a cross-border transactions/ payments business who are about to begin the process for their FCA application. This is an international business with bases around the globe and now need an incumbent MLRO to hold the SMF17 function and ensure the FCA that they have the core staff needed, in place for the application process and long-lasting UK based business. This business focusses on cross-border transactions including SWIFT and SEPA payments. They work on behalf of both individual and corporate clients. * Relevant experience as a Money Laundering Reporting Officer within the payments industry * Experience Holding the SMF17 function * Great hands-on experience working alongside the FCA in both BAU and more challenging circumstances (Helping a fi
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Senior Flood Risk Officer
Senior Flood Risk Officer
Waterman Aspen Limited
SE1, South East London
Excellent base salary with Company Car or Car Allowance and Benefits
Job title: Senior Flood Risk Officer - Type: Permanent - Salary: Dependent on experience, skills and location - An introduction to our unique company - Waterman Aspen welcomes engineers and technical specialists to make their mark by working on some of the biggest infrastructure projects or in delivering professional services across the UK. We specialise in secondment services, providing the right people, with the right skills for the job, at the right time. Our diverse client base includes local authorities, consultancies, public bodies and construction companies. We take pride in supporting our colleagues throughout their careers. Were a people-centric organisation, placing mutual respect and dignity in the highest regard. This is reflected in our approach to issues such as mental health and wellbeing, family friendly policies, social value, and net zero.
Job title: Senior Flood Risk Officer - Type: Permanent - Salary: Dependent on experience, skills and location - An introduction to our unique company - Waterman Aspen welcomes engineers and technical specialists to make their mark by working on some of the biggest infrastructure projects or in delivering professional services across the UK. We specialise in secondment services, providing the right people, with the right skills for the job, at the right time. Our diverse client base includes local authorities, consultancies, public bodies and construction companies. We take pride in supporting our colleagues throughout their careers. Were a people-centric organisation, placing mutual respect and dignity in the highest regard. This is reflected in our approach to issues such as mental health and wellbeing, family friendly policies, social value, and net zero.
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Senior Risk Analyst
Senior Risk Analyst
Securus Recruitment Ltd
EC3A, City of London
From £70,000 to £80,000 per annum 12 Month FTC
An urgent requirement for a Senior Risk Analyst with experience of both non-life and life insurance products on a 12 month FTC tosupport the Risk Management Function to promote and embed the clients Risk Management Framework (RMF) across all the business segments and functional units within EMEA by enhancing risk management activities in support of their Limiteds corporate objectives.
An urgent requirement for a Senior Risk Analyst with experience of both non-life and life insurance products on a 12 month FTC tosupport the Risk Management Function to promote and embed the clients Risk Management Framework (RMF) across all the business segments and functional units within EMEA by enhancing risk management activities in support of their Limiteds corporate objectives.
AVP Portfolio Risk Manager – Project Finance/Infrastructure
AVP Portfolio Risk Manager – Project Finance/Infrastructure
cer Financial Ltd
The City, EC4
From £350 to £400 per day
The role of AVP exists to manage a portfolio of Project Finance Loan transactions of a complex nature, dealing with waiver requests and variations, the monitoring of risk, application of associated credit grades and various other administrative tasks, such as KYC, documentation and covenant compliance but the overriding job is to have credit vigilance of the portfolio.
The role of AVP exists to manage a portfolio of Project Finance Loan transactions of a complex nature, dealing with waiver requests and variations, the monitoring of risk, application of associated credit grades and various other administrative tasks, such as KYC, documentation and covenant compliance but the overriding job is to have credit vigilance of the portfolio.
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Head Of Compliance MLRO (SMF16 / SMF17)
Head Of Compliance MLRO (SMF16 / SMF17)
Deerfoot I.T. Resources Limited
Piccadilly, W1K 1NA
£90000 - £120000 per annum + Generous Package inc Bonus
Do you have compliance experience, and are you seeking a new job in London Mayfair? Deerfoot IT Recruitment is looking for a Head of Compliance MLRO (SMF 16 / SMF17), and the role comes with an excellent salary £90k-£120k and benefits package. As a Head of Compliance MLRO, you will develop, implement and maintain our compliance framework, policies and procedures, including CASS compliance. You will also monitor and report on compliance status, identifying and addressing any areas of non-compliance or potential risk. * Develop, implement and maintain our compliance framework, policies and procedures, including CASS compliance * Provide guidance and support to other departments to ensure they understand and adhere to regulatory requirements and industry best practices * Keep up-to-date with changes to relevant regulations and industry developments and ensure these are .
Do you have compliance experience, and are you seeking a new job in London Mayfair? Deerfoot IT Recruitment is looking for a Head of Compliance MLRO (SMF 16 / SMF17), and the role comes with an excellent salary £90k-£120k and benefits package. As a Head of Compliance MLRO, you will develop, implement and maintain our compliance framework, policies and procedures, including CASS compliance. You will also monitor and report on compliance status, identifying and addressing any areas of non-compliance or potential risk. * Develop, implement and maintain our compliance framework, policies and procedures, including CASS compliance * Provide guidance and support to other departments to ensure they understand and adhere to regulatory requirements and industry best practices * Keep up-to-date with changes to relevant regulations and industry developments and ensure these are .
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Financial Crime Manager
Financial Crime Manager
Deerfoot I.T. Resources Limited
City of London, London
£60000 - £75000 per annum
Our client is currently looking to hire a Financial Crime Manager to join their team. A suitable candidate will manage the implementation and enhancement of the firm's financial crime compliance operations while providing specialist financial crime support and advice to the business. This position will be based in our client's London office, with 3 days in office per week. · Manage the implementation and continuing enhancement of the firm's Financial Crime Compliance Operations. · Manage implementation of the firm's financial crime monitoring programme · Build and maintain business relationships with stakeholders · Act as focal point by providing specialist financial crime support and advice to the business · Support the MLRO in all aspects of ensuring there is an effective financial crime governance framework in place
Our client is currently looking to hire a Financial Crime Manager to join their team. A suitable candidate will manage the implementation and enhancement of the firm's financial crime compliance operations while providing specialist financial crime support and advice to the business. This position will be based in our client's London office, with 3 days in office per week. · Manage the implementation and continuing enhancement of the firm's Financial Crime Compliance Operations. · Manage implementation of the firm's financial crime monitoring programme · Build and maintain business relationships with stakeholders · Act as focal point by providing specialist financial crime support and advice to the business · Support the MLRO in all aspects of ensuring there is an effective financial crime governance framework in place
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A small European Bank has an exciting opportunity for an experienced Compliance Manager. * Ensuring compliance policies/procedures are applied at all levels, and that any changes meet regulatory requirements and are communicated to the London branch * Being the central point of contact for staff/law enforcement agencies regarding the reporting of suspicions/enquiries * Overseeing completion/update of the Compliance monitoring program * Maintaining/updating London Compliance handbook and other regulatory documents * Developing/maintaining appropriate Compliance policies/procedures * Monitoring daily operations of the London branch AML policies/activities * Establishing adequate systems/controls for AML/sanctions * Completing annual MLRO and annual Compliance reports to Head Office * Attending Compliance and Risk Committee Meetings
A small European Bank has an exciting opportunity for an experienced Compliance Manager. * Ensuring compliance policies/procedures are applied at all levels, and that any changes meet regulatory requirements and are communicated to the London branch * Being the central point of contact for staff/law enforcement agencies regarding the reporting of suspicions/enquiries * Overseeing completion/update of the Compliance monitoring program * Maintaining/updating London Compliance handbook and other regulatory documents * Developing/maintaining appropriate Compliance policies/procedures * Monitoring daily operations of the London branch AML policies/activities * Establishing adequate systems/controls for AML/sanctions * Completing annual MLRO and annual Compliance reports to Head Office * Attending Compliance and Risk Committee Meetings
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